Memorandum Circulars
- SEC MC No. 10, series of 2022
Amendments to SEC Memorandum Circular No. 15, s. 2019 (The 2019 Revision of the GIS) Increasing the Penalties and Imposing Additional Non-Financial Penalties and Providing Further Guidelines for Submission 19 December 2022 - MC No. 04 s. 2021
Amendment of MC no. 16, s. of 2018 or the Guidelines on Anti-Money Laundering and Combating the Financing of Terrorism for SEC Covered Institutions (“2018 AML/CFT Guidelines”) and MC no. 29, s. of 2020 or the 2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Prevention Program (MTPP) 30 March 2021 - MC No. 01 s. 2021
Guidelines in Preventing the Misuse of Corporations for Illicit Activities through Measures Designed to Promote Transparency of Beneficial Ownership (“BO Transparency Guidelines”) 27 January 2021 - MC No. 30 s.2020
Revision of the General Information Sheet (GIS) of Foreign Corporations to Include Beneficial Ownership Information 3 November 2020 - MC No. 29 s.2020
2020 Guidelines on the Submission and Monitoring of the Money Laundering and Terrorist Financing Prevention Program (MTPP) 3 November 2020 - MC No. 26 s.2020
Guidelines in the Implementation of a Risk-Based Approach to Anti-Money Laundering Combating the Financing of Terrorism (AML/CFT) and Adoption and Development of a Risk Rating System for SEC Covered Persons 25 September 2020 - MC No. 25 s.2019 – 2019 Guidelines for the Protection of SEC Registered Non-Profit Organizations from Money Laundering and Terrorist Financing Abuse (“2019 NPO Guidelines”) 27 December 2019
- MC No. 15 s.2019 – Amendment of SEC Memorandum Circular No. 17, Series of 2018 on the Revision of the General Information Sheet (GIS) to include Beneficial Ownership Information (“2019 Revision of the GIS”) 26 July 2019
- MC No. 16 s.2018 2018 – Guidelines on Anti-Money Laundering and Combating the Financing of Terrorism for SEC covered Institutions (“2018 AML/CFT Guidelines”) 9 November 2018