kllanoso, Author at Securities and Exchange Commission

GOVPH

Notice – Request for Comments on the Exposure Draft the SEC FCPA IRR

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REQUEST FOR COMMENTS: “GUIDELINES ON THE APPLICATIONS FOR PAYMENT OF FILLING FEES AND ANNUAL FEES OF REAL ESTATE INVESTMENT TRUSTS(REIT) FUND MANAGERS AND THEIR RESPECTIVE COMPLIANCE OFFICERS.

INVESTOR’S EDUCATION AND INFORMATION Menu Advisories Notices COVID-19 Related Issuances SEConomics NewSECletter Daily Market Updates Sustainable Finance Market Update Financial Stability Investment Scam Checklist Investment 101 Request for Comments Date Posted:

05 September 2022

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SYSTEM MAINTENANCE OF THE SEC EFAST

CANCELLATION OF SEC CERTIFICATION EXAMINATIONS SCHEDULED WITHIN THE MODIFIED ENHANCED COMMUNITY QUARANTINE PERIOD

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SEAFOOD TRADE.ASIA/SHRIMP FARMING SEAFOOD.ASIA DIGITAL MARKETING SERVICES/ONG SHRIMP FARMING/AQUA IMPORT EXPORT AND PROPERTIES HOLDINGS INC.

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As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

eSPARC: The SEC’s New Company Registration System

Investor Protection Week SEC CAMPAIGN Network Webinar Series 2020 SEC CAMPAIGN Network Webinar Series of 2021 eSPARC: The SEC’s New Company Registration System 1:00PM, Friday, 07 May 2021 via at facebook.com/PhilippineSEC Atty. Emilio B. Aquino ChairpersonSecurities and Exchange Commission Mr. Archivald S. Navarro Assistant DirectorInformation Systems Development and Management DivisionInformation and Communications Technology Department Ms. continue reading : eSPARC: The SEC’s New Company Registration System

29 March 2021

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As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

Investor Protection Week Other Events SEC Campaign Network Webinar Series of 2021 As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST) 1:00PM, Friday, 26 March 2021 via at facebook.com/PhilippineSEC Atty. Kelvin Lester K. Lee CommissionerSecurities and Exchange Commission Oliver V. Chato Officer-in-ChargeInformation and Communications Technology Department REGISTER Evaluation continue reading : As Easy as SEC: How to file Annual Reports Using The SEC Online Submission Tool (OST)

The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS

Investor Protection Week Other Events SEC Campaign Network Webinar Series of 2021 The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS 1:00PM, Friday, 19 March 2021 via at facebook.com/PhilippineSEC Atty. Javey Paul D. Francisco CommissionerSecurities and Exchange Commission Ms. Pearl Ivy S. Padua, CPA Assistant DirectorAccreditation DivisionOffice of the General Accountant Atty. continue reading : The Whos, Whats, Whens and Whys of SEC REPORTORIAL REQUIREMENTS OF CORPORATIONS

REQUEST FOR COMMENTS ON IMPLEMENTING RULES AND REGULATIONS OF FINANCIAL INSTITUTIONS STRATEGIC TRANSFER (FIST) ACT

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POSTING OF VACANT POSITION AS OF 01 February 2021 (PDF file) – OCS

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Contact Number of Cebu Extension Office

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SEC CERTIFICATION EXAMINATIONS 1st QUARTER 2021 SCHEDULE AT THE MAIN OFFICE AND APPLICATION PROCEDURE

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SEC REVOKES SUPER CASH LENDING’S LICENSE

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Request for Comments on “GUIDANCE FOR REGULATED ENTITIES ON ESTABLISHING AND MAINTAINING A CYBERSECURITY FRAMEWORK.”

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03 December 2020
Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public Companies

SEC CEBU EXTENSION OFFICE WILL BE CLOSED ON FRIDAY, DECEMBER 4, 2020 (FRIDAY)

Interim Registration System will not be available for scheduled system maintenance

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Opinion No. 20-02
Re:Corporate Term under the Corporation Code

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SEC CALLS ON PUBLIC TO JOIN FIGHT AGAINST SCAMS IN FIRST INVESTOR PROTECTION WEEK

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OPENING OF RECEIVING AREA FOR FILING OF AUDITED FINANCIAL STATEMENTS (AFS) AND GENERAL INFORMATION SHEET (GIS) AT THE SEC ORTIGAS OFFICE THROUGH AN APPOINTMENT SYSTEM

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Interim Registration System is currently not available

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28 October 2020
An Introduction to Financing Companies, Lending Companies, Foundations and Microfinance NGO’s

Investor Protection Week Other Events Recalibrate, Innovate and Participate! Introducing the Basics and Updates on Registered Issuers, Investment Companies and Public Companies 1:00PM, Thursday, 03 December 2020 via at facebook.com/PhilippineSEC PROGRAM OBJECTIVES: Lending & Financing At the end of the webinar, the participants are expected to be able to: a. Understand what lending and continue reading : 28 October 2020
An Introduction to Financing Companies, Lending Companies, Foundations and Microfinance NGO’s

23 September 2020
Introduction and Overview of OGA Functions

09 September 2020

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16 September 2020
How to Start a Micro, Small or Medium Enterprise (MSME)

12 August 2020
Introduction to the Securities and Exchange Commission Mandate and Functions
The Revised Corporation Code:Salient Provisions

SEC Webinar 2020 SEC Campaign Network Webinar Series of 2020 Securities and Exchange Commission: Mandate and Functions The Revised Corporation Code: Salient Provisions 12 August 2020, Wednesday via at facebook.com/PhilippineSEC PROGRAM OBJECTIVES: At the end of the webinar, the participants are expected to be able to: a. Understand SEC’s mandate and functions; b. continue reading : 12 August 2020
Introduction to the Securities and Exchange Commission Mandate and Functions
The Revised Corporation Code:Salient Provisions

MC No. 21 s.2020
Rules on Simplified Onboarding Procedures for Low Risk Accounts

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MC No. 20 s.2020
SEC Rules on the Number of Independent Directors and Sectoral Representatives of Exchanges and Other Organized Markets

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SEC ORDERS BOSS NETWORK TO STOP LURING INVESTORS

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BUILDING OUR SUCCESS STORIES NETWORK, INC. (“BOSS Network”)

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FURTHER EXTENSION OF THE DEADLINE FOR THE SUBMISSION OF THE INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT (I-ACGR)

MC No. 14 s.2019 – Rules and Regulations Governing Crowdfunding GF

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MC No. 13 s.2019 – Amended Guidelines and Procedures on the Use of Corporate and Partnership Names

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MC No. 12 s.2019 – Adoption of Revised Conceptual Framework

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MC No. 11 s.2019 – Amendment to ICA Rule 7.9

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MC No. 10 s.2019 – Rules on Material Related Party Transactions for Publicly-Listed Companies

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Conduct of Certification Seminar for Phase 1 of the SEC Certification Examination on 23 and 24 April 2019

INVESTOR’S EDUCATION AND INFORMATION Advisories Notices Announcements Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters COVID-19 Related Issuances Daily Market Updates Date Posted:

Implementation of the Requirements of the New General Information Sheet (GIS), SEC Memorandum Circular No. 17 series of 2018

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PLANETBIZ INTERNATIONAL INC.

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Pre-selling of Securities to the Public in the form of Shares Stock in Hospitals

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Keen and Accurate Holistic Trading Corporation

SEC En Banc Case No. 08-14-343Lilli Ann D. Fernando Complainant-Appellee, – versus – Company Registration And Monitoring Department, represented by Director Ferdinand B. Sales, and D’Tooth Doctors Co., Respondent-Appellant. Date Posted: 22 January 2018

Rappler, Inc. and Rappler Holdings Corporations Date Posted: 15 January 2018

ALIFELONG MARKETING AND SERVICES INC.

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MC No. 10 s.2017 – Adoption of New and Revised Accounting Standards and Interpretations

SEC i-View is not available today.Posted 13 June 2017

Free Public Orientation and Seminar on Company Registration SystemPosted 30 May 2017

Company Registration System Free public orientation and seminar on Company Registration System Every Friday Starting 2 June 2017 at 10:00 AM and 1:00 PM Function Room B, 2nd Floor Secretariat Building PICC Complex Roxas Boulevard, Pasay City © Securities and Exchange Commission Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307

Online Company RegistrationPosted 23 May 2017

MC No. 07 s.2017 – Limiting the Requirement for “Group C” Accredited Independent Auditors/Certified Public Accountants of Financing and Lending Companies per Asset Size

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Revised SEC Certification Programs and Modularized Examinations Posted 06 Jan 2017

ADVISORY ON REVISED SEC CERTIFICATION PROGRAMS AND MODULARIZED EXAMINATIONS The Securities and Exchange Commission wishes to inform all capital market participants and professionals that the Revised SEC Certification Programs and Modularized Examinations will be fully implemented beginning April 2017. Until such time, the Transition Phase shall be in effect, whereby prospective market professionals shall undergo continue reading : Revised SEC Certification Programs and Modularized Examinations Posted 06 Jan 2017

MC No. 21 s. 2016 – Adoption of new revised Auditing Standards and Standards on Assurance Engagements and other Related Services.

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 21 s. 2016 – Adoption of new revised Auditing Standards and Standards on Assurance Engagements and other Related Services.

MC No. 20 s. 2016 – 2016 Annual Corporate Governance Report Submission

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Public Seminar on Foundations and Lending CompaniesPosted 05 December 2016

MC No. 19 s. 2016 – Code of Corporate Governance for Publicly-Listed Companies

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 19 s. 2016 – Code of Corporate Governance for Publicly-Listed Companies

MC No. 18 s. 2016 – Streamlining the Documentary Requirements for Financing and Lending Companies

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MC No. 17 s. 2016 – Guidelines on the Applications for Payment of Annual Fees of Capital Market Participants (Institutions and Professionals)

An Invitation to the President, the Corporate Governance or Compliance Officer and to the Sec-Accredited Corporate Governance Training ProvidersPosted 04 October 2016

MC No. 16 s. 2016 – Revision of the General Information Sheet and Notification Update Form

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MC No. 15 s. 2016 – Submission of the Sworn Statement and COEP

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MC No. 14 s. 2016 – General Information Sheet and Notification Update

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MC No. 13 s. 2016 – Guidelines on the Issuance of Certification of Paid-Up Capital

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MC No. 11 s. 2016 – Subscription Contracts

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MC No. 10 s. 2016 – Guidelines on the Issuance of Certification on the Nationality of Non-Stock Corporations

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MC No. 9 s. 2016 – Guidelines on the Submission of Monthly Complaint Report

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MC No. 8 s. 2016 – Exemption from the 5% Liquidity Requirement of Mutual Fund Index Trackers

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Suspension of Administration of the Certification Program Examinations from July to August 2016 Posted 27 July 2016

MC No. 7 s. 2016 – Compliance with Republic Act No. 9510

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MC No. 6 s. 2016 – Omnibus Guidelines on Principal Office Address; Address of Each Incorporator, Director, Trustee or Partner

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MC No. 5 s. 2016 – Removing the Periods for Filing Petitions to Set Aside Orders of Revocation or Orders Suspension of Corporations for Failure to Comply with the Reportorial Requirements

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MC No. 4 s.2016 – Guidelines to be Observed by Hearing Officers in Handling Petitions Pursuant to the Provisions of Judicial Affidavit Rule(A.A. N0. 12-8-8-SC), 9/4/12)

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SEC Investor Information Seminar Davao City April 29, 2016 Posted 20 April 2016

MC No. 2 s. 2016 – Additional Requirement for Accreditation as Auditing Firm/Sole Practitioner

SEC Issuances Memorandum Circulars By Year By Category Opinions Decisions Resolutions Cease and Desist Orders Other Orders Order of Revocation Corporations with Revoked Primary Registration Corporations with Revoked Secondary Registration Order of Suspension Corporations with Suspended Primary Registration Corporations with Suspended Secondary Registration Order of Suspension of Accreditation Order of Dissolution Order of Rejection Lifting continue reading : MC No. 2 s. 2016 – Additional Requirement for Accreditation as Auditing Firm/Sole Practitioner

The SEC Plans to recruit 50 student-interns Posted 21 January 2016

2016 SEC Logo Design Contest Posted 18 January 2016

MC No. 1 s.2016 – Filing of Annual Financial Statements and Gen. Information Sheet

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Notice: Draft, IRR of R.A No. 10693 | Microfinance NGO’s Act Posted 11 January 2016

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