Advisories/Notices - Securities and Exchange Commission

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Advisories/Notices

REQUEST FOR COMMENTS ON THE EXPOSURE DRAFT OF THE MEMORANDUM CIRCULAR ON THE RULES ON UMBRELLA FUNDS 18 February 2022
REVISED GUIDELINES ON THE SUBMISSION OF DOCUMENTS, ISSUANCE OF PAYMENT ASSESSMENT FORM, OTHER REQUESTS AND COMPLIANCE 14 May 2021
REQUEST FOR COMMENTS ON THE DRAFT MEMORANDUM CIRCULAR ON THE AMENDMENTS TO THE IMPLEMENTING RULES AND REGULATIONS OF THE INVESTMENT COMPANY ACT, AS AMENDED 24 July 2020
REQUEST FOR COMMENTS ON DRAFTS FOR RULES ON CORPORATE DEBT FUND 9 July 2020
GUIDELINES FOR THE ALTERNATIVE FILING OF REPORTS, APPLICATIONS, COMPLIANCE, REQUESTS AND OTHER DOCUMENTS THROUGH ELECTRONIC MAIL WITH THE SECURITIES AND EXCHANGE COMMISSION DURING THE EFFECTIVITY OF THE ENHANCED COMMUNITY QUARANTINE PERIOD 31 March 2020
ALTERNATIVE MEANS OF FILING CURRENT REPORTS, BENEFICIAL OWNERSHIP REPORTS, INFORMATION STATEMENTS, MONTHLY REPORTS AND OTHER DOCUMENTS WITH THE SECURITIES AND EXCHANGE COMMISSION REPORTS THROUGH ELECTRONIC MAIL 18 March 2020
Draft Memorandum Circular on the Rules on Investment in Financial Derivatives 24 January 2020
Proposed Rules for (1) Independent Oversight Entity (2) Qualifications of Key Officers and Fund Managers and (3) Winding Up of Investment Companies 10 September 2018

SEC BULLETIN PRIVACY POLICY

WHAT PERSONAL INFORMATION WE COLLECT
We collect only the valid email addresses of individuals or organizations interested to subscribe in the SEC Bulletin.

IP Addresses
SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type.

HOW WE COLLECT
For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at the upper left portion of the website. This email addresses are to be incorporated in the mailing list created for the SEC Bulletin.

WHY COLLECT
The collected email addresses will be utilized solely for the mailing list. The email addresses will serve as a means to send out the SEC Bulletin to its subscribers. The email addresses will not be shared with outside parties of the SEC.

HOW TO KEEP YOUR PERSONAL INFORMATION SECURE
Only authorized SEC personnel are granted access to the email addresses collected by SEC through SEC Bulletin sign up from. This information collected are stored in a secure database. We use reasonable security safeguards to protect the information from loss, unauthorized access, use or disclosure.

RIGHTS OF THE DATA SUBJECT
Under the Data Privacy Act of 2012, a data subject refers to an individual whose personal information is collected and processed. We are duly bound to observe and respect your privacy rights, including your right to information, right to access, right to correct, right to remove, right to damages and right to data portability.

CONSENT FORM

In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list.

Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers.

If you agree with these terms and conditions, please sign up now! Thank you

FEEDBACK ON THE PRIVACY NOTICE

For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@150.150.150.155